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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 591-600 out of 993 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Endowment ASP Fund, a series of Alternative Strategies Platform, LLC147904912/15/2010D/AIndefinite$51,962,295
WELLS FARGO ADVISORS, LLC19616Matlin Patterson Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC166256201/05/2018D/AIndefinite$51,295,000
WELLS FARGO ADVISORS, LLC19616Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC148300602/02/2012D/AIndefinite$50,549,017
WELLS FARGO ADVISORS, LLC19616Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759804/11/2012D/AIndefinite$49,701,267
WELLS FARGO ADVISORS, LLC19616Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC139825904/12/2010D/AIndefinite$49,654,159
WELLS FARGO ADVISORS, LLC19616Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC148300702/01/2013D/AIndefinite$49,150,693
WELLS FARGO ADVISORS, LLC19616GRE II ASW Fund, a series of Alternative Strategies Real Estate Platform, LLC136759708/11/2009D/AIndefinite$48,906,773
WELLS FARGO ADVISORS, LLC19616Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC159926201/27/2017D/AIndefinite$48,903,730
WELLS FARGO ADVISORS, LLC19616Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC160646303/25/2020D/AIndefinite$48,555,875
WELLS FARGO ADVISORS, LLC19616Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC152850908/14/2012D/AIndefinite$48,486,074

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