Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 571-580 out of 993 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367595	04/18/2016	D/A	Indefinite	$57,936,503
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367595	04/10/2017	D/A	Indefinite	$57,936,503
WELLS FARGO ADVISORS, LLC	19616	AURORA GLOBAL OPPORTUNITITES II ASW FUND, a Series of Alternative Strategies Platform, LLC	1398259	08/05/2009	D/A	Indefinite	$56,329,520
WELLS FARGO ADVISORS, LLC	19616	MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC	1662562	03/25/2019	D/A	Indefinite	$56,327,000
WELLS FARGO ADVISORS, LLC	19616	Matlin Patterson Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC	1662562	01/04/2019	D/A	Indefinite	$56,327,000
WELLS FARGO ADVISORS, LLC	19616	Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1592397	11/17/2015	D/A	Indefinite	$55,650,500
WELLS FARGO ADVISORS, LLC	19616	Rose Grove Henley Fund LP	1808832	04/14/2023	D/A	Indefinite	$55,197,609
WELLS FARGO ADVISORS, LLC	19616	York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC	1569555	02/20/2015	D/A	Indefinite	$54,657,440
WELLS FARGO ADVISORS, LLC	19616	Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC	1621115	03/25/2019	D/A	Indefinite	$54,602,499
WELLS FARGO ADVISORS, LLC	19616	Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC	1606450	07/29/2016	D/A	Indefinite	$54,043,483