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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 561-570 out of 993 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC152163304/06/2017D/AIndefinite$60,923,825
WELLS FARGO ADVISORS, LLC19616GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC156957001/25/2019D/AIndefinite$60,898,500
WELLS FARGO ADVISORS, LLC19616Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC169731704/30/2018D/AIndefinite$60,816,000
WELLS FARGO ADVISORS, LLC19616Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759604/11/2014D/AIndefinite$60,723,009
WELLS FARGO ADVISORS, LLC19616GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC156957001/29/2018D/AIndefinite$60,348,500
WELLS FARGO ADVISORS, LLC19616Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC162111503/25/2020D/AIndefinite$59,853,500
WELLS FARGO ADVISORS, LLC19616Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC148300601/31/2014D/AIndefinite$59,447,060
WELLS FARGO ADVISORS, LLC19616Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC159239711/17/2016D/AIndefinite$58,650,500
WELLS FARGO ADVISORS, LLC19616Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759804/15/2011D/AIndefinite$58,406,051
WELLS FARGO ADVISORS, LLC19616MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538004/18/2016D/AIndefinite$58,222,183

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