Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 541-550 out of 993 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	SAGE FUND LP	1083768	03/23/2009	D/A	Indefinite	$69,875,769
WELLS FARGO ADVISORS, LLC	19616	SAGE FUND LP	1083768	03/13/2009	D	$250,000,000	$69,875,769
WELLS FARGO ADVISORS, LLC	19616	Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC	1468369	11/01/2011	D/A	Indefinite	$69,421,190
WELLS FARGO ADVISORS, LLC	19616	ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC	1441400	04/10/2017	D/A	Indefinite	$68,477,208
WELLS FARGO ADVISORS, LLC	19616	RAMIUS VINTAGE MULTI-STRATEGY FOF LP	1352074	03/10/2010	D/A	Indefinite	$68,174,979
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC	1633003	01/26/2018	D/A	Indefinite	$67,725,333
WELLS FARGO ADVISORS, LLC	19616	ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC	1441400	04/18/2016	D/A	Indefinite	$67,447,208
WELLS FARGO ADVISORS, LLC	19616	Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC	1569732	02/22/2016	D/A	Indefinite	$66,825,900
WELLS FARGO ADVISORS, LLC	19616	Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC	1398259	04/07/2015	D/A	Indefinite	$65,570,307
WELLS FARGO ADVISORS, LLC	19616	Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC	1398259	04/18/2016	D/A	Indefinite	$65,570,307