Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 481-490 out of 993 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367598	04/10/2017	D/A	Indefinite	$92,840,138
WELLS FARGO ADVISORS, LLC	19616	Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367598	04/18/2016	D/A	Indefinite	$92,740,138
WELLS FARGO ADVISORS, LLC	19616	PRIVATE ADVISORS ALTERNATIVE ASSET FUND QP LP	1063601	03/16/2011	D/A	Indefinite	$92,200,000
WELLS FARGO ADVISORS, LLC	19616	Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367598	04/06/2015	D/A	Indefinite	$91,836,638
WELLS FARGO ADVISORS, LLC	19616	Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC	1569732	01/26/2018	D/A	Indefinite	$91,585,900
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC	1483007	02/22/2016	D/A	Indefinite	$91,152,643
WELLS FARGO ADVISORS, LLC	19616	SAGE FUND LP	1083768	03/11/2010	D/A	Indefinite	$91,064,440
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC	1633003	01/25/2019	D/A	Indefinite	$90,920,000
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC	1483007	02/17/2015	D/A	Indefinite	$90,259,643
WELLS FARGO ADVISORS, LLC	19616	Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC	1468370	11/14/2014	D/A	Indefinite	$88,699,088