Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Search by Recipient Name or Primary Issuer:

Displaying 471-480 out of 993 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	AIS Futures Fund L.P. (3X-6X)	1038627	03/04/2011	D/A	Indefinite	$97,269,094
WELLS FARGO ADVISORS, LLC	19616	Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1599262	01/25/2019	D/A	Indefinite	$97,177,730
WELLS FARGO ADVISORS, LLC	19616	PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC	1569730	02/23/2015	D/A	Indefinite	$96,539,250
WELLS FARGO ADVISORS, LLC	19616	Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1569806	02/16/2016	D/A	Indefinite	$95,811,716
WELLS FARGO ADVISORS, LLC	19616	SAGE FUND LP	1083768	05/09/2011	D/A	Indefinite	$95,716,954
WELLS FARGO ADVISORS, LLC	19616	AIS Futures Fund L.P. (3X-6X)	1038627	03/11/2010	D	Indefinite	$94,210,254
WELLS FARGO ADVISORS, LLC	19616	Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC	1468370	11/02/2015	D/A	Indefinite	$94,055,588
WELLS FARGO ADVISORS, LLC	19616	Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC	1468370	06/20/2017	D/A	Indefinite	$94,055,588
WELLS FARGO ADVISORS, LLC	19616	Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1720238	10/17/2019	D/A	Indefinite	$93,269,944
WELLS FARGO ADVISORS, LLC	19616	WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1468283	04/11/2014	D/A	Indefinite	$93,120,359