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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 451-460 out of 993 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616AIS Futures Fund L.P. (3X-6X)103862712/03/2013D/AIndefinite$103,130,745
WELLS FARGO ADVISORS, LLC19616PAM GLOBAL DIVERSIFIED FUND LLC145336405/31/2018D/AIndefinite$102,828,665
WELLS FARGO ADVISORS, LLC19616PAM GLOBAL DIVERSIFIED FUND LLC145336410/21/2019D/AIndefinite$102,828,665
WELLS FARGO ADVISORS, LLC19616PAM GLOBAL DIVERSIFIED FUND LLC145336407/07/2021D/AIndefinite$102,828,665
WELLS FARGO ADVISORS, LLC19616PAM GLOBAL DIVERSIFIED FUND LLC145336407/01/2022D/AIndefinite$102,828,665
WELLS FARGO ADVISORS, LLC19616AIS Futures Fund L.P. (3X-6X)103862703/06/2013D/AIndefinite$102,573,321
WELLS FARGO ADVISORS, LLC19616PAM GLOBAL DIVERSIFIED FUND LLC145336410/30/2015D/AIndefinite$102,403,665
WELLS FARGO ADVISORS, LLC19616PAM GLOBAL DIVERSIFIED FUND LLC145336406/02/2017D/AIndefinite$102,403,665
WELLS FARGO ADVISORS, LLC19616Graham Alternative Investment ASW Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759608/10/2009D/AIndefinite$102,098,205
WELLS FARGO ADVISORS, LLC19616Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC160645303/25/2021D/AIndefinite$101,880,769

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