Potomac Analytics' Logo

Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 421-430 out of 993 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC147904512/18/2013D/AIndefinite$121,217,691
WELLS FARGO ADVISORS, LLC19616Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC159926201/22/2020D/AIndefinite$119,429,730
WELLS FARGO ADVISORS, LLC19616Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC160645306/30/2022D/AIndefinite$119,089,769
WELLS FARGO ADVISORS, LLC19616Blue Trend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC144075504/13/2011D/AIndefinite$118,079,337
WELLS FARGO ADVISORS, LLC19616Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC163300301/22/2020D/AIndefinite$117,660,806
WELLS FARGO ADVISORS, LLC19616ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC144140004/30/2018D/AIndefinite$114,242,668
WELLS FARGO ADVISORS, LLC19616ASGI Hedged Equities, Super Accredited, L.P.106075610/12/2010D/AIndefinite$113,311,402
WELLS FARGO ADVISORS, LLC19616AlphaMetrix Managed Futures III LLC147367504/09/2013D/AIndefinite$113,297,289
WELLS FARGO ADVISORS, LLC19616Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC169731704/30/2020D/AIndefinite$112,602,190
WELLS FARGO ADVISORS, LLC19616Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759604/11/2013D/AIndefinite$110,435,830

993 Results

Display: