Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 401-410 out of 993 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355386	04/11/2014	D/A	Indefinite	$136,853,583
WELLS FARGO ADVISORS, LLC	19616	Apollo Credit Strategies ASP Fund, a series of ASP, LLC	1742845	06/05/2020	D/A	Indefinite	$136,851,815
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC	1633003	01/22/2021	D/A	Indefinite	$135,725,806
WELLS FARGO ADVISORS, LLC	19616	Alkeon Growth Offshore Fund, Ltd.	1278837	10/26/2017	D/A	Indefinite	$134,520,661
WELLS FARGO ADVISORS, LLC	19616	GAI Aurora Opportunities Fund, LLC	1508781	12/23/2014	D/A	Indefinite	$133,595,551
WELLS FARGO ADVISORS, LLC	19616	Apollo Natural Resources II ASP Fund, a series of Alternative Strategies Platform, LLC	1647748	07/29/2016	D/A	Indefinite	$132,267,078
WELLS FARGO ADVISORS, LLC	19616	WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1468283	04/11/2013	D/A	Indefinite	$130,194,911
WELLS FARGO ADVISORS, LLC	19616	RIVERSIDE CAPITAL APPRECIATION VII ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PRIVATE CAPITAL PLATFORM, LLC	1729086	01/25/2019	D/A	Indefinite	$128,507,500
WELLS FARGO ADVISORS, LLC	19616	ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC	1441400	07/07/2022	D/A	Indefinite	$128,236,887
WELLS FARGO ADVISORS, LLC	19616	Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC	1697317	08/01/2022	D/A	Indefinite	$126,829,440