Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Search by Recipient Name or Primary Issuer:

Displaying 391-400 out of 993 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1599262	01/22/2021	D/A	Indefinite	$146,138,730
WELLS FARGO ADVISORS, LLC	19616	AIS FUTURES FUND IV LP	1023453	03/11/2010	D/A	Indefinite	$143,820,068
WELLS FARGO ADVISORS, LLC	19616	Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC	1528509	08/14/2014	D/A	Indefinite	$142,648,524
WELLS FARGO ADVISORS, LLC	19616	AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355386	04/13/2011	D/A	Indefinite	$142,135,770
WELLS FARGO ADVISORS, LLC	19616	GRAHAM ALTERNATIVE INVESTMENT FUND II LLC	1461237	03/25/2010	D/A	Indefinite	$140,150,808
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC	1633003	08/10/2022	D/A	Indefinite	$140,097,806
WELLS FARGO ADVISORS, LLC	19616	Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC	1650854	07/12/2019	D/A	Indefinite	$138,861,607
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC	1633003	01/24/2022	D/A	Indefinite	$138,205,806
WELLS FARGO ADVISORS, LLC	19616	ASGI Multi-Strategy, Super Accredited, L.P.	1201658	10/12/2010	D/A	Indefinite	$138,101,493
WELLS FARGO ADVISORS, LLC	19616	Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1720238	10/14/2020	D/A	Indefinite	$137,376,944