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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 381-390 out of 993 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC159926201/24/2022D/AIndefinite$154,956,036
WELLS FARGO ADVISORS, LLC19616AIS FUTURES FUND IV LP102345312/03/2013D/AIndefinite$154,055,440
WELLS FARGO ADVISORS, LLC19616AIS FUTURES FUND IV LP102345303/06/2013D/AIndefinite$153,642,439
WELLS FARGO ADVISORS, LLC19616ASGI Agility Income Fund149994708/29/2011D/AIndefinite$152,196,100
WELLS FARGO ADVISORS, LLC19616AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538604/11/2012D/AIndefinite$150,258,140
WELLS FARGO ADVISORS, LLC19616AIS FUTURES FUND IV LP102345303/06/2012D/AIndefinite$149,963,677
WELLS FARGO ADVISORS, LLC19616GRAHAM ALTERNATIVE INVESTMENT FUND II LLC146123703/23/2011D/AIndefinite$149,073,110
WELLS FARGO ADVISORS, LLC19616AIS FUTURES FUND IV LP102345303/18/2011D/AIndefinite$148,689,027
WELLS FARGO ADVISORS, LLC19616GAI Mesirow Insight Fund, LLC143916612/23/2014D/AIndefinite$147,065,674
WELLS FARGO ADVISORS, LLC19616Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759604/11/2012D/AIndefinite$146,511,751

993 Results

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