Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS, LLC | 19616 | PRIVATE ADVISORS ALTERNATIVE ASSET FUND QP LP | 1063601 | 03/17/2010 | D/A | Indefinite | $155,400,000 |
| WELLS FARGO ADVISORS, LLC | 19616 | AIS FUTURES FUND IV LP | 1023453 | 12/01/2021 | D/A | Indefinite | $155,217,440 |
| WELLS FARGO ADVISORS, LLC | 19616 | AIS FUTURES FUND IV LP | 1023453 | 12/06/2022 | D/A | Indefinite | $155,217,440 |
| WELLS FARGO ADVISORS, LLC | 19616 | AIS FUTURES FUND IV LP | 1023453 | 11/30/2020 | D/A | Indefinite | $155,177,440 |
| WELLS FARGO ADVISORS, LLC | 19616 | AIS FUTURES FUND IV LP | 1023453 | 12/01/2017 | D/A | Indefinite | $155,147,440 |
| WELLS FARGO ADVISORS, LLC | 19616 | AIS FUTURES FUND IV LP | 1023453 | 11/30/2018 | D/A | Indefinite | $155,147,440 |
| WELLS FARGO ADVISORS, LLC | 19616 | AIS FUTURES FUND IV LP | 1023453 | 11/29/2019 | D/A | Indefinite | $155,147,440 |
| WELLS FARGO ADVISORS, LLC | 19616 | AIS FUTURES FUND IV LP | 1023453 | 12/02/2016 | D/A | Indefinite | $155,132,440 |
| WELLS FARGO ADVISORS, LLC | 19616 | AIS FUTURES FUND IV LP | 1023453 | 12/03/2015 | D/A | Indefinite | $155,107,440 |
| WELLS FARGO ADVISORS, LLC | 19616 | AIS FUTURES FUND IV LP | 1023453 | 12/03/2014 | D/A | Indefinite | $155,105,440 |