Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 311-320 out of 993 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Legion Strategies, Ltd.	1547953	04/09/2020	D/A	Indefinite	$223,177,207
WELLS FARGO ADVISORS, LLC	19616	LDR Preferred Income Fund, LLC	1466409	01/04/2017	D/A	Indefinite	$222,990,483
WELLS FARGO ADVISORS, LLC	19616	Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC	1606450	03/25/2021	D/A	Indefinite	$222,736,617
WELLS FARGO ADVISORS, LLC	19616	Legion Strategies, Ltd.	1547953	04/11/2019	D/A	Indefinite	$222,677,208
WELLS FARGO ADVISORS, LLC	19616	Candlewood Constellation SPC Ltd.	1620717	09/28/2018	D/A	Indefinite	$220,930,000
WELLS FARGO ADVISORS, LLC	19616	Candlewood Constellation SPC Ltd.	1620717	09/30/2019	D/A	Indefinite	$220,930,000
WELLS FARGO ADVISORS, LLC	19616	Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC	1650854	07/10/2020	D/A	Indefinite	$220,701,607
WELLS FARGO ADVISORS, LLC	19616	GAI Corbin Multi-Strategy Fund, LLC	1508782	12/23/2014	D/A	Indefinite	$217,579,912
WELLS FARGO ADVISORS, LLC	19616	GRAHAM ALTERNATIVE INVESTMENT FUND II LLC	1461237	03/04/2015	D/A	Indefinite	$217,334,900
WELLS FARGO ADVISORS, LLC	19616	Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC	1606450	03/25/2020	D/A	Indefinite	$217,236,401