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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 301-310 out of 993 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Legion Strategies, Ltd.154795304/08/2022D/AIndefinite$228,177,207
WELLS FARGO ADVISORS, LLC19616Legion Strategies, Ltd.154795304/07/2023D/AIndefinite$228,177,207
WELLS FARGO ADVISORS, LLC19616Blue Trend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC144075504/11/2013D/AIndefinite$228,137,794
WELLS FARGO ADVISORS, LLC19616Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC160645006/30/2022D/AIndefinite$228,106,617
WELLS FARGO ADVISORS, LLC19616Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC146836911/02/2015D/AIndefinite$227,787,323
WELLS FARGO ADVISORS, LLC19616Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC146836906/20/2017D/AIndefinite$227,787,323
WELLS FARGO ADVISORS, LLC19616RAMIUS MULTI-STRATEGY FOF LTD.146104003/10/2010D/AIndefinite$224,696,524
WELLS FARGO ADVISORS, LLC19616RAMIUS MULTI-STRATEGY FOF LTD.146104003/09/2011D/AIndefinite$224,696,524
WELLS FARGO ADVISORS, LLC19616GRAHAM ALTERNATIVE INVESTMENT FUND II LLC146123704/01/2016D/AIndefinite$224,689,250
WELLS FARGO ADVISORS, LLC19616Millburn Multi-Markets Fund L.P.146891004/23/2015D/AIndefinite$224,273,349

993 Results

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