Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS, LLC | 19616 | LDR Preferred Income Fund, LLC | 1466409 | 08/04/2021 | D/A | Indefinite | $469,595,403 |
| WELLS FARGO ADVISORS, LLC | 19616 | III FUND LP/VA | 1077921 | 03/16/2009 | D/A | Indefinite | $463,420,878 |
| WELLS FARGO ADVISORS, LLC | 19616 | LDR Preferred Income Fund, LLC | 1466409 | 07/31/2020 | D/A | Indefinite | $444,547,816 |
| WELLS FARGO ADVISORS, LLC | 19616 | Alkeon Growth Partners II, LP | 1496174 | 10/28/2016 | D/A | Indefinite | $438,995,037 |
| WELLS FARGO ADVISORS, LLC | 19616 | Campbell Multi-Strategy Trust | 1336519 | 03/08/2013 | D/A | Indefinite | $433,569,486 |
| WELLS FARGO ADVISORS, LLC | 19616 | TIG ARBITRAGE ENHANCED, L.P. | 1537551 | 06/02/2023 | D/A | Indefinite | $432,262,684 |
| WELLS FARGO ADVISORS, LLC | 19616 | ARES ENERGY INVESTORS FUND V, L.P. | 1656650 | 11/22/2016 | D/A | $2,000,000,000 | $430,800,000 |
| WELLS FARGO ADVISORS, LLC | 19616 | Barings Capital Investment Corp | 1811972 | 05/28/2021 | D/A | Indefinite | $426,357,000 |
| WELLS FARGO ADVISORS, LLC | 19616 | TIG ARBITRAGE ENHANCED, L.P. | 1537551 | 06/02/2022 | D/A | Indefinite | $417,942,322 |
| WELLS FARGO ADVISORS, LLC | 19616 | PRIVATE ADVISORS STABLE VALUE FUND LTD | 1160266 | 03/16/2012 | D/A | Indefinite | $414,849,645 |