Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 11-20 out of 993 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	ZALICO Variable Series I Separate Account	1487417	06/09/2020	D/A	Indefinite	$4,984,978,959
WELLS FARGO ADVISORS, LLC	19616	ZALICO Variable Series I Separate Account	1487417	06/13/2018	D/A	Indefinite	$4,983,856,993
WELLS FARGO ADVISORS, LLC	19616	ZALICO Variable Series I Separate Account	1487417	07/31/2017	D/A	Indefinite	$4,982,760,945
WELLS FARGO ADVISORS, LLC	19616	MacKay Municipal Credit Opportunities Fund LP	1460023	05/16/2023	D/A	Indefinite	$4,163,114,416
WELLS FARGO ADVISORS, LLC	19616	RAMIUS TAPESTRY VINTAGE ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355388	04/12/2010	D/A	Indefinite	$3,793,451,815
WELLS FARGO ADVISORS, LLC	19616	IVY/ASGI HEDGED EQUITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355384	08/07/2009	D/A	Indefinite	$3,772,218,669
WELLS FARGO ADVISORS, LLC	19616	Beldore Capital Fund LLC	1404013	11/04/2015	D/A	Indefinite	$3,597,785,000
WELLS FARGO ADVISORS, LLC	19616	Beldore Capital Fund LLC	1404013	11/04/2016	D/A	Indefinite	$3,339,482,000
WELLS FARGO ADVISORS, LLC	19616	YORK CAPITAL MANAGEMENT L P	879074	03/23/2020	D/A	Indefinite	$3,206,785,178
WELLS FARGO ADVISORS, LLC	19616	YORK CAPITAL MANAGEMENT L P	879074	03/21/2019	D/A	Indefinite	$3,102,288,178