Potomac Analytics' Logo

Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 151-160 out of 993 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Agility Multi-Asset Income Fund149994708/05/2019D/AIndefinite$726,067,782
WELLS FARGO ADVISORS, LLC19616PRIVATE ADVISORS STABLE VALUE FUND LTD116026603/13/2015D/AIndefinite$717,092,642
WELLS FARGO ADVISORS, LLC19616PRIVATE ADVISORS STABLE VALUE ERISA FUND LTD122374003/31/2016D/AIndefinite$710,611,515
WELLS FARGO ADVISORS, LLC19616PRIVATE ADVISORS STABLE VALUE ERISA FUND LTD122374003/13/2015D/AIndefinite$703,611,515
WELLS FARGO ADVISORS, LLC19616Abbey Capital Multi Manager Fund Ltd139552006/26/2014D/AIndefinite$690,483,381
WELLS FARGO ADVISORS, LLC19616GAI Agility Income Fund149994709/25/2018D/AIndefinite$687,857,623
WELLS FARGO ADVISORS, LLC19616Candlewood Structured Credit Harvest Fund, Ltd155544309/15/2017D/AIndefinite$677,315,931
WELLS FARGO ADVISORS, LLC19616Candlewood Structured Credit Harvest Fund, Ltd155544309/15/2017D/AIndefinite$677,315,931
WELLS FARGO ADVISORS, LLC19616Medalist Partners Harvest Fund, Ltd155544309/19/2018D/AIndefinite$677,315,931
WELLS FARGO ADVISORS, LLC19616Clearisle Capital Fund LLC178742409/15/2020D/AIndefinite$662,626,385

993 Results

Display: