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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-90 out of 122 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC169255112/16/2016DIndefinite$0
WELLS FARGO ADVISORS, LLC19616Carlyle Realty Partners VIII ASP Fund, a series of the Alternative Strategies Private Equity Platform LLC169555701/24/2017DIndefinite$0
WELLS FARGO ADVISORS, LLC19616Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC169731705/02/2017DIndefinite$0
WELLS FARGO ADVISORS, LLC19616OrbiMed Asia Partners III ASP Fund, a series of the Alternatives Strategies Private Equity Platform LLC170284404/04/2017DIndefinite$0
WELLS FARGO ADVISORS, LLC19616BREP Asia II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC170541205/02/2017DIndefinite$0
WELLS FARGO ADVISORS, LLC19616DPIP Project Greenleaf Series, a series of Alternative Strategies Direct Private Placement Program, LLC170749705/30/2017DIndefinite$0
WELLS FARGO ADVISORS, LLC19616Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC171396308/11/2017DIndefinite$0
WELLS FARGO ADVISORS, LLC19616GSO Capital Solutions III ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC171396608/11/2017DIndefinite$0
WELLS FARGO ADVISORS, LLC19616Landmark Equity Partners XVI ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC171662909/11/2017DIndefinite$0
WELLS FARGO ADVISORS, LLC19616Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC172023810/19/2017DIndefinite$0

122 Results

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