Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 21-30 out of 122 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC	1569486	02/14/2013	D	Indefinite	$21,325,404
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Vettura Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1722453	11/14/2017	D	Indefinite	$13,760,000
WELLS FARGO ADVISORS, LLC	19616	KKR Special Situations II ASP Fund, a series of Alternative Strategies Platform, LLC	1647746	07/16/2015	D	Indefinite	$13,370,000
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Ride Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1765257	01/17/2019	D	Indefinite	$8,200,000
WELLS FARGO ADVISORS, LLC	19616	Apollo Natural Resources II ASP Fund, a series of Alternative Strategies Platform, LLC	1647748	07/16/2015	D	Indefinite	$6,780,000
WELLS FARGO ADVISORS, LLC	19616	iCapital Newbrook, L.P.	1830375	01/27/2021	D	Indefinite	$5,480,000
WELLS FARGO ADVISORS, LLC	19616	AlphaMetrix Managed Futures III LLC	1473675	01/13/2010	D	Indefinite	$232,500
WELLS FARGO ADVISORS, LLC	19616	Pinehurst Partners ASW Fund, a series of Alternative Strategies Platform, LLC	1468369	07/15/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Pinehurst Institutional ASW Fund, a series of Alternative Strategies Platform, LLC	1468370	07/15/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Millburn Multi-Markets Fund L.P.	1468910	07/23/2009	D	Indefinite	$0