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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 122 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616GRAHAM ALTERNATIVE INVESTMENT FUND II LLC146123703/29/2023DIndefinite$232,805,250
WELLS FARGO ADVISORS, LLC19616GRAHAM ALTERNATIVE INVESTMENT FUND II LLC146123703/30/2017DIndefinite$232,141,750
WELLS FARGO ADVISORS, LLC19616Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC168929211/07/2016DIndefinite$213,263,000
WELLS FARGO ADVISORS, LLC19616AIS Futures Fund L.P. (3X-6X)103862703/11/2010DIndefinite$94,210,254
WELLS FARGO ADVISORS, LLC19616SAGE FUND LP108376803/13/2009D$250,000,000$69,875,769
WELLS FARGO ADVISORS, LLC19616Colony Distressed Credit IV Access ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC168929411/08/2016DIndefinite$44,717,000
WELLS FARGO ADVISORS, LLC19616Torrey Development Fund, LP145660603/16/2009DIndefinite$31,551,224
WELLS FARGO ADVISORS, LLC19616iCapital StepStone Tactical Growth III, L.P.183037611/25/2020DIndefinite$27,345,000
WELLS FARGO ADVISORS, LLC19616Torrey Development Offshore Fund, Ltd.145659903/16/2009DIndefinite$25,943,187
WELLS FARGO ADVISORS, LLC19616DPIP Project Engine Series, a series of Alternative Strategies Direct Private Investment Program, LLC173084502/14/2018DIndefinite$23,350,000

122 Results

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