Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 111-120 out of 122 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	iCapital Thoma Bravo Credit Fund II, L.P.	1895049	01/10/2022	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	iCapital Francisco Partners VII, L.P.	1925296	05/03/2022	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	iCapital OrbiMed Asia Partners V, L.P.	1939295	07/26/2022	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	WNT Futures ASW Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1468283	07/14/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1479045	12/22/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Endowment ASP Fund, a series of Alternative Strategies Platform, LLC	1479049	12/22/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC	1483006	02/03/2010	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC	1483007	02/03/2010	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Siguler Guff Distressed Real Estate ASP Fund, LLC	1486687	03/10/2010	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1495878	07/08/2010	D	Indefinite	$0