Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 81-90 out of 128 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC	1633003	01/26/2018	D/A	Indefinite	$67,725,333
WELLS FARGO ADVISORS, LLC	19616	ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC	1441400	04/18/2016	D/A	Indefinite	$67,447,208
WELLS FARGO ADVISORS, LLC	19616	Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC	1569732	02/22/2016	D/A	Indefinite	$66,825,900
WELLS FARGO ADVISORS, LLC	19616	Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC	1398259	04/07/2015	D/A	Indefinite	$65,570,307
WELLS FARGO ADVISORS, LLC	19616	Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC	1398259	04/18/2016	D/A	Indefinite	$65,570,307
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC	1483006	02/01/2013	D/A	Indefinite	$65,040,407
WELLS FARGO ADVISORS, LLC	19616	ASGI Hedged Equities, Accredited, L.P.	1370635	10/12/2010	D/A	Indefinite	$64,684,711
WELLS FARGO ADVISORS, LLC	19616	Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC	1468370	11/01/2012	D/A	Indefinite	$64,602,156
WELLS FARGO ADVISORS, LLC	19616	Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC	1606464	07/29/2016	D/A	Indefinite	$63,866,584
WELLS FARGO ADVISORS, LLC	19616	ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC	1441400	04/07/2015	D/A	Indefinite	$63,261,208