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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 71-80 out of 128 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616BELVEDERE CAPITAL FUND CO LLC103560203/05/2013D/AIndefinite$72,117,788
WELLS FARGO ADVISORS, LLC19616GRE U.S. Property ASP Fund136759704/10/2015D/AIndefinite$71,561,723
WELLS FARGO ADVISORS, LLC19616Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC149587807/06/2011D/AIndefinite$71,197,347
WELLS FARGO ADVISORS, LLC19616ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC144140004/11/2014D/AIndefinite$70,338,574
WELLS FARGO ADVISORS, LLC19616DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538504/07/2010D/AIndefinite$69,911,253
WELLS FARGO ADVISORS, LLC19616SAGE FUND LP108376803/23/2009D/AIndefinite$69,875,769
WELLS FARGO ADVISORS, LLC19616SAGE FUND LP108376803/13/2009D$250,000,000$69,875,769
WELLS FARGO ADVISORS, LLC19616Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC146836911/01/2011D/AIndefinite$69,421,190
WELLS FARGO ADVISORS, LLC19616ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC144140004/10/2017D/AIndefinite$68,477,208
WELLS FARGO ADVISORS, LLC19616RAMIUS VINTAGE MULTI-STRATEGY FOF LP135207403/10/2010D/AIndefinite$68,174,979

128 Results

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