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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 128 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC159926201/26/2018D/AIndefinite$77,212,730
WELLS FARGO ADVISORS, LLC19616ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC144140004/30/2019D/AIndefinite$76,600,207
WELLS FARGO ADVISORS, LLC19616DORCHESTER CAPITAL PARTNERS ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538508/06/2009D/AIndefinite$75,438,244
WELLS FARGO ADVISORS, LLC19616GRE U.S. Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC136759704/10/2017D/AIndefinite$75,311,723
WELLS FARGO ADVISORS, LLC19616Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC160645303/25/2020D/AIndefinite$75,189,660
WELLS FARGO ADVISORS, LLC19616York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC156955501/26/2018D/AIndefinite$75,022,690
WELLS FARGO ADVISORS, LLC19616York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC156955501/27/2017D/AIndefinite$73,717,690
WELLS FARGO ADVISORS, LLC19616III CREDIT BIAS FUND LP140773103/16/2009D/AIndefinite$73,342,012
WELLS FARGO ADVISORS, LLC19616York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC156955502/24/2016D/AIndefinite$73,267,690
WELLS FARGO ADVISORS, LLC19616DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538504/13/2011D/AIndefinite$72,732,721

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