Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 31-40 out of 128 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355386	08/06/2009	D/A	Indefinite	$85,990,215
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC	1483007	01/31/2014	D/A	Indefinite	$85,675,971
WELLS FARGO ADVISORS, LLC	19616	AlphaMetrix Managed Futures III LLC	1473675	04/09/2012	D/A	Indefinite	$85,609,301
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367594	04/10/2017	D/A	Indefinite	$85,100,858
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367594	04/18/2016	D/A	Indefinite	$83,940,858
WELLS FARGO ADVISORS, LLC	19616	Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC	1468370	11/01/2013	D/A	Indefinite	$83,533,006
WELLS FARGO ADVISORS, LLC	19616	Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC	1606464	03/25/2019	D/A	Indefinite	$83,510,750
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367594	04/07/2015	D/A	Indefinite	$83,185,858
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC	1483006	02/22/2016	D/A	Indefinite	$82,966,886
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC	1483006	02/17/2015	D/A	Indefinite	$82,886,886