Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 21-30 out of 128 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC	1483007	02/22/2016	D/A	Indefinite	$91,152,643
WELLS FARGO ADVISORS, LLC	19616	SAGE FUND LP	1083768	03/11/2010	D/A	Indefinite	$91,064,440
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC	1633003	01/25/2019	D/A	Indefinite	$90,920,000
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC	1483007	02/17/2015	D/A	Indefinite	$90,259,643
WELLS FARGO ADVISORS, LLC	19616	Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC	1468370	11/14/2014	D/A	Indefinite	$88,699,088
WELLS FARGO ADVISORS, LLC	19616	ASGI Hedged Equities, Accredited, L.P.	1370635	10/06/2009	D/A	Indefinite	$86,994,539
WELLS FARGO ADVISORS, LLC	19616	ASGI Hedged Equities, Super Accredited, L.P.	1060756	10/06/2011	D/A	Indefinite	$86,993,195
WELLS FARGO ADVISORS, LLC	19616	iCapital HarbourVest Dover Street X, L.P.	1813211	07/07/2021	D/A	Indefinite	$86,605,000
WELLS FARGO ADVISORS, LLC	19616	Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC	1606464	03/25/2020	D/A	Indefinite	$86,508,250
WELLS FARGO ADVISORS, LLC	19616	AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355386	04/07/2010	D/A	Indefinite	$86,055,626