Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 111-120 out of 128 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1592397	11/17/2015	D/A	Indefinite	$55,650,500
WELLS FARGO ADVISORS, LLC	19616	Rose Grove Henley Fund LP	1808832	04/14/2023	D/A	Indefinite	$55,197,609
WELLS FARGO ADVISORS, LLC	19616	York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC	1569555	02/20/2015	D/A	Indefinite	$54,657,440
WELLS FARGO ADVISORS, LLC	19616	Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC	1621115	03/25/2019	D/A	Indefinite	$54,602,499
WELLS FARGO ADVISORS, LLC	19616	Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC	1606450	07/29/2016	D/A	Indefinite	$54,043,483
WELLS FARGO ADVISORS, LLC	19616	Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1713963	08/05/2022	D/A	Indefinite	$53,811,000
WELLS FARGO ADVISORS, LLC	19616	CHESAPEAKE PRIVATE FUTURES FUND LP	872974	03/12/2010	D/A	Indefinite	$53,607,035
WELLS FARGO ADVISORS, LLC	19616	CHESAPEAKE PRIVATE FUTURES FUND LP	872974	03/14/2011	D/A	Indefinite	$53,607,035
WELLS FARGO ADVISORS, LLC	19616	Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521633	03/26/2018	D/A	Indefinite	$53,554,425
WELLS FARGO ADVISORS, LLC	19616	Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521633	03/25/2019	D/A	Indefinite	$53,554,425