Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 101-110 out of 128 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC	1621115	03/25/2020	D/A	Indefinite	$59,853,500
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC	1483006	01/31/2014	D/A	Indefinite	$59,447,060
WELLS FARGO ADVISORS, LLC	19616	Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1592397	11/17/2016	D/A	Indefinite	$58,650,500
WELLS FARGO ADVISORS, LLC	19616	Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367598	04/15/2011	D/A	Indefinite	$58,406,051
WELLS FARGO ADVISORS, LLC	19616	MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355380	04/18/2016	D/A	Indefinite	$58,222,183
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367595	04/18/2016	D/A	Indefinite	$57,936,503
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367595	04/10/2017	D/A	Indefinite	$57,936,503
WELLS FARGO ADVISORS, LLC	19616	AURORA GLOBAL OPPORTUNITITES II ASW FUND, a Series of Alternative Strategies Platform, LLC	1398259	08/05/2009	D/A	Indefinite	$56,329,520
WELLS FARGO ADVISORS, LLC	19616	MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC	1662562	03/25/2019	D/A	Indefinite	$56,327,000
WELLS FARGO ADVISORS, LLC	19616	Matlin Patterson Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC	1662562	01/04/2019	D/A	Indefinite	$56,327,000