Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 91-100 out of 128 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1569570	01/24/2022	D/A	Indefinite	$62,551,500
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1569570	01/22/2021	D/A	Indefinite	$62,363,500
WELLS FARGO ADVISORS, LLC	19616	DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355385	04/11/2012	D/A	Indefinite	$61,433,566
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1569570	01/22/2020	D/A	Indefinite	$61,398,500
WELLS FARGO ADVISORS, LLC	19616	Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521633	05/12/2015	D/A	Indefinite	$60,923,825
WELLS FARGO ADVISORS, LLC	19616	Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521633	04/06/2017	D/A	Indefinite	$60,923,825
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1569570	01/25/2019	D/A	Indefinite	$60,898,500
WELLS FARGO ADVISORS, LLC	19616	Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC	1697317	04/30/2018	D/A	Indefinite	$60,816,000
WELLS FARGO ADVISORS, LLC	19616	Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367596	04/11/2014	D/A	Indefinite	$60,723,009
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1569570	01/29/2018	D/A	Indefinite	$60,348,500