Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 11-20 out of 40 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1765257	11/15/2019	D/A	Indefinite	$8,700,000
WELLS FARGO ADVISORS, LLC	19616	DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1765257	11/13/2020	D/A	Indefinite	$8,700,000
WELLS FARGO ADVISORS, LLC	19616	DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1765257	08/10/2022	D/A	Indefinite	$8,700,000
WELLS FARGO ADVISORS, LLC	19616	IVY/ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355382	04/08/2010	D/A	Indefinite	$8,605,000
WELLS FARGO ADVISORS, LLC	19616	ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355382	07/08/2010	D/A	Indefinite	$8,605,000
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Ride Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1765257	01/17/2019	D	Indefinite	$8,200,000
WELLS FARGO ADVISORS, LLC	19616	ASGI Managed Futures Legends Fund, LLC	1522944	06/07/2012	D/A	Indefinite	$8,064,000
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLC	1599136	02/22/2016	D/A	Indefinite	$7,745,000
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLC	1599136	01/27/2017	D/A	Indefinite	$7,745,000
WELLS FARGO ADVISORS, LLC	19616	Visium Healthcare Partners ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1657182	04/07/2017	D/A	Indefinite	$7,157,000