Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 81-90 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355380	04/14/2011	D/A	Indefinite	$34,266,319
WELLS FARGO ADVISORS, LLC	19616	Blue Trend ASW Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1440755	08/11/2009	D/A	Indefinite	$34,125,105
WELLS FARGO ADVISORS, LLC	19616	PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC	1569730	02/20/2014	D/A	Indefinite	$33,236,518
WELLS FARGO ADVISORS, LLC	19616	Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1569808	01/26/2018	D/A	Indefinite	$32,962,000
WELLS FARGO ADVISORS, LLC	19616	MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355381	04/09/2015	D/A	Indefinite	$32,947,316
WELLS FARGO ADVISORS, LLC	19616	Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1569808	01/27/2017	D/A	Indefinite	$32,802,000
WELLS FARGO ADVISORS, LLC	19616	Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1569808	02/23/2016	D/A	Indefinite	$32,082,000
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC	1483006	02/02/2011	D/A	Indefinite	$31,751,670
WELLS FARGO ADVISORS, LLC	19616	Carlyle Realty Partners VII - II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1621107	10/08/2015	D/A	Indefinite	$31,745,600
WELLS FARGO ADVISORS, LLC	19616	Managed Futures Legends II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521633	05/27/2014	D/A	Indefinite	$31,668,702