Potomac Analytics' Logo

Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 71-80 out of 138 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Strategic Commodities II ASW Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759408/10/2009D/AIndefinite$35,877,293
WELLS FARGO ADVISORS, LLC19616HEDGED STRATEGIES FUND LP120598503/16/2011D/AIndefinite$35,300,000
WELLS FARGO ADVISORS, LLC19616GRE II ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC136759704/11/2012D/AIndefinite$35,243,149
WELLS FARGO ADVISORS, LLC19616Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC159926202/22/2016D/AIndefinite$35,148,730
WELLS FARGO ADVISORS, LLC19616ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC156948602/10/2014D/AIndefinite$35,087,729
WELLS FARGO ADVISORS, LLC19616ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC156948602/11/2015D/AIndefinite$35,087,729
WELLS FARGO ADVISORS, LLC19616Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLC163300401/25/2019D/AIndefinite$34,797,500
WELLS FARGO ADVISORS, LLC19616Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC139825904/11/2013D/AIndefinite$34,424,071
WELLS FARGO ADVISORS, LLC19616Alkeon Growth Offshore Fund II, Ltd.150346210/26/2017D/AIndefinite$34,380,785
WELLS FARGO ADVISORS, LLC19616Managed Futures Legends II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC152163305/25/2012D/AIndefinite$34,352,521

138 Results

Display: