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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 138 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616GRE II ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC136759704/14/2010D/AIndefinite$39,212,773
WELLS FARGO ADVISORS, LLC19616ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC156948601/26/2017D/AIndefinite$38,902,423
WELLS FARGO ADVISORS, LLC19616DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538504/11/2013D/AIndefinite$38,716,724
WELLS FARGO ADVISORS, LLC19616Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759804/14/2010D/AIndefinite$38,716,364
WELLS FARGO ADVISORS, LLC19616Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC148300702/02/2012D/AIndefinite$38,343,330
WELLS FARGO ADVISORS, LLC19616Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC159239711/14/2014D/AIndefinite$38,107,500
WELLS FARGO ADVISORS, LLC19616MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538004/11/2012D/AIndefinite$38,036,944
WELLS FARGO ADVISORS, LLC19616III SELECT CREDIT FUND LP142614703/16/2009D/AIndefinite$37,974,849
WELLS FARGO ADVISORS, LLC19616MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538104/18/2016D/AIndefinite$37,915,316
WELLS FARGO ADVISORS, LLC19616Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC163300301/27/2017D/AIndefinite$37,606,333

138 Results

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