Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 41-50 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367594	04/11/2013	D/A	Indefinite	$41,219,630
WELLS FARGO ADVISORS, LLC	19616	Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1606463	07/29/2016	D/A	Indefinite	$40,815,875
WELLS FARGO ADVISORS, LLC	19616	Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC	1621115	10/08/2015	D/A	Indefinite	$40,572,500
WELLS FARGO ADVISORS, LLC	19616	Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC	1621115	04/06/2017	D/A	Indefinite	$40,572,500
WELLS FARGO ADVISORS, LLC	19616	Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC	1400997	04/12/2010	D/A	Indefinite	$40,198,760
WELLS FARGO ADVISORS, LLC	19616	Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC	1398259	04/11/2012	D/A	Indefinite	$39,957,900
WELLS FARGO ADVISORS, LLC	19616	GRE II ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC	1367597	04/11/2014	D/A	Indefinite	$39,890,492
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367594	04/14/2011	D/A	Indefinite	$39,882,811
WELLS FARGO ADVISORS, LLC	19616	GRE II ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC	1367597	04/11/2013	D/A	Indefinite	$39,716,351
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367594	04/11/2012	D/A	Indefinite	$39,512,198