Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 31-40 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	HEDGED STRATEGIES FUND LP	1205985	03/16/2012	D/A	Indefinite	$43,243,734
WELLS FARGO ADVISORS, LLC	19616	Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC	1595669	01/04/2019	D/A	Indefinite	$43,172,876
WELLS FARGO ADVISORS, LLC	19616	Dorchester Capital International ASW Fund, a series of Alternative Strategies Platform, LLC	1400997	08/07/2009	D/A	Indefinite	$43,095,600
WELLS FARGO ADVISORS, LLC	19616	Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC	1595669	01/05/2018	D/A	Indefinite	$43,007,876
WELLS FARGO ADVISORS, LLC	19616	Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367598	04/11/2013	D/A	Indefinite	$42,770,170
WELLS FARGO ADVISORS, LLC	19616	Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC	1569732	02/19/2015	D/A	Indefinite	$42,169,000
WELLS FARGO ADVISORS, LLC	19616	Hedged Strategies Fund QP Ltd	1386132	09/17/2013	D/A	Indefinite	$41,900,651
WELLS FARGO ADVISORS, LLC	19616	Hedged Strategies Fund QP Ltd	1386132	03/14/2014	D/A	Indefinite	$41,900,651
WELLS FARGO ADVISORS, LLC	19616	Apollo Credit Strategies ASP Fund, a series of ASP, LLC	1742845	06/07/2019	D/A	Indefinite	$41,900,254
WELLS FARGO ADVISORS, LLC	19616	Altis Global Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521635	05/25/2012	D/A	Indefinite	$41,594,690