Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 21-30 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC	1569486	01/26/2018	D/A	Indefinite	$45,238,768
WELLS FARGO ADVISORS, LLC	19616	Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC	1606453	03/25/2019	D/A	Indefinite	$45,205,000
WELLS FARGO ADVISORS, LLC	19616	LANDMARK EQUITY PARTNERS XIV ASP FUND LLC	1446865	04/12/2010	D/A	Indefinite	$45,170,175
WELLS FARGO ADVISORS, LLC	19616	ASGI Multi-Strategy, Accredited, L.P.	1346316	10/19/2009	D/A	Indefinite	$44,858,665
WELLS FARGO ADVISORS, LLC	19616	Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1495878	07/03/2013	D/A	Indefinite	$44,754,261
WELLS FARGO ADVISORS, LLC	19616	Colony Distressed Credit IV Access ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1689294	11/08/2016	D	Indefinite	$44,717,000
WELLS FARGO ADVISORS, LLC	19616	TORREY INTERNATIONAL STRATEGY PARTNERS LLC	1170123	03/17/2009	D/A	Indefinite	$43,797,845
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1569570	02/22/2016	D/A	Indefinite	$43,600,500
WELLS FARGO ADVISORS, LLC	19616	Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367595	04/11/2013	D/A	Indefinite	$43,594,517
WELLS FARGO ADVISORS, LLC	19616	iCapital H.I.G. Bayside VI, L.P.	1822798	09/07/2021	D/A	Indefinite	$43,463,000