Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 11-20 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Managed Futures Legends II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521633	05/23/2013	D/A	Indefinite	$48,195,082
WELLS FARGO ADVISORS, LLC	19616	Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521634	05/12/2015	D/A	Indefinite	$48,139,425
WELLS FARGO ADVISORS, LLC	19616	Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521634	04/06/2017	D/A	Indefinite	$48,139,425
WELLS FARGO ADVISORS, LLC	19616	ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC	1441400	04/11/2013	D/A	Indefinite	$47,988,002
WELLS FARGO ADVISORS, LLC	19616	Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521633	09/02/2014	D/A	Indefinite	$47,739,425
WELLS FARGO ADVISORS, LLC	19616	Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC	1398259	04/13/2011	D/A	Indefinite	$47,579,793
WELLS FARGO ADVISORS, LLC	19616	Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1720238	10/18/2018	D/A	Indefinite	$47,474,000
WELLS FARGO ADVISORS, LLC	19616	Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1606463	03/26/2018	D/A	Indefinite	$46,460,875
WELLS FARGO ADVISORS, LLC	19616	ASGI Hedged Equities, Accredited, L.P.	1370635	10/05/2011	D/A	Indefinite	$46,098,490
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1569570	01/27/2017	D/A	Indefinite	$45,700,500