Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Search by Recipient Name or Primary Issuer:

Displaying 121-130 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLC	1633004	01/26/2018	D/A	Indefinite	$27,539,500
WELLS FARGO ADVISORS, LLC	19616	Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC	1400997	04/11/2012	D/A	Indefinite	$27,366,901
WELLS FARGO ADVISORS, LLC	19616	iCapital StepStone Tactical Growth III, L.P.	1830376	11/25/2020	D	Indefinite	$27,345,000
WELLS FARGO ADVISORS, LLC	19616	DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1730845	11/15/2019	D/A	Indefinite	$27,142,230
WELLS FARGO ADVISORS, LLC	19616	DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1730845	11/13/2020	D/A	Indefinite	$27,142,230
WELLS FARGO ADVISORS, LLC	19616	Hedged Strategies Fund QP Ltd	1386132	03/15/2013	D/A	Indefinite	$26,800,000
WELLS FARGO ADVISORS, LLC	19616	Pamlico Capital II ASP Fund, LLC	1412403	07/07/2010	D/A	Indefinite	$26,673,000
WELLS FARGO ADVISORS, LLC	19616	MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355381	04/14/2011	D/A	Indefinite	$26,436,613
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC	1483007	02/02/2011	D/A	Indefinite	$26,404,849
WELLS FARGO ADVISORS, LLC	19616	Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1569808	02/20/2015	D/A	Indefinite	$26,262,000