Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 111-120 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	GS Global Equity Long Short ASP Fund, a Series of Alternative Strategies Platform LLC	1434617	04/14/2011	D/A	Indefinite	$29,734,380
WELLS FARGO ADVISORS, LLC	19616	Graham Alternative Investment II ASW Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1367598	08/11/2009	D/A	Indefinite	$29,252,717
WELLS FARGO ADVISORS, LLC	19616	EVERGREEN INTERNATIONAL SMID CAP ABSOLUTE RETURN LLC	1425700	04/28/2009	D/A	Indefinite	$28,960,000
WELLS FARGO ADVISORS, LLC	19616	Shannon River Doonbeg ASP Fund, a series of Alternative Strategies Platform, LLC	1606453	03/26/2018	D/A	Indefinite	$28,835,000
WELLS FARGO ADVISORS, LLC	19616	iCapital Newbrook, L.P.	1830375	02/22/2022	D/A	Indefinite	$28,658,196
WELLS FARGO ADVISORS, LLC	19616	MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355380	04/11/2014	D/A	Indefinite	$28,303,235
WELLS FARGO ADVISORS, LLC	19616	IVY/ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355384	04/07/2010	D/A	Indefinite	$28,227,233
WELLS FARGO ADVISORS, LLC	19616	ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355384	07/08/2010	D/A	Indefinite	$28,227,233
WELLS FARGO ADVISORS, LLC	19616	Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLC	1595285	11/06/2017	D/A	Indefinite	$27,765,220
WELLS FARGO ADVISORS, LLC	19616	Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC	1606464	05/13/2015	D/A	Indefinite	$27,738,250