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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 101-110 out of 138 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616JAMES RIVER ASIA PACIFIC FUND LP135690503/16/2009D/AIndefinite$30,827,572
WELLS FARGO ADVISORS, LLC19616MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538104/11/2012D/AIndefinite$30,604,482
WELLS FARGO ADVISORS, LLC19616Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759404/11/2014D/AIndefinite$30,546,470
WELLS FARGO ADVISORS, LLC19616MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538004/11/2013D/AIndefinite$30,485,660
WELLS FARGO ADVISORS, LLC19616Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759804/11/2014D/AIndefinite$30,485,423
WELLS FARGO ADVISORS, LLC19616Hedged Strategies Fund QP Ltd138613203/16/2012D/AIndefinite$30,485,304
WELLS FARGO ADVISORS, LLC19616Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC165085407/19/2017D/AIndefinite$30,380,000
WELLS FARGO ADVISORS, LLC19616Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC136759504/14/2011D/AIndefinite$30,094,275
WELLS FARGO ADVISORS, LLC19616GRE II ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC136759704/14/2011D/AIndefinite$29,982,901
WELLS FARGO ADVISORS, LLC19616Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLC159926501/26/2018D/AIndefinite$29,778,869

138 Results

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