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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-90 out of 94 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616ASGI MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538307/06/2011D/AIndefinite$12,451,788
WELLS FARGO ADVISORS, LLC19616ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538407/06/2012D/AIndefinite$12,206,321
WELLS FARGO ADVISORS, LLC19616Hedged Strategies Fund QP LP134952103/16/2012D/AIndefinite$12,003,829
WELLS FARGO ADVISORS, LLC19616Macquarie Asia Pacific II ASP Fund, LLC152493707/06/2012D/AIndefinite$11,943,574
WELLS FARGO ADVISORS, LLC19616BELVEDERE CAPITAL FUND CO LLC103560203/04/2014D/AIndefinite$11,895,611
WELLS FARGO ADVISORS, LLC19616Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC152163405/23/2013D/AIndefinite$11,178,004
WELLS FARGO ADVISORS, LLC19616Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLC166256401/05/2017D/AIndefinite$11,174,000
WELLS FARGO ADVISORS, LLC19616AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC156953902/20/2014D/AIndefinite$10,913,534
WELLS FARGO ADVISORS, LLC19616IVY/ASGI MULTI-STRATEGY ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC135538308/07/2009D/AIndefinite$10,757,132
WELLS FARGO ADVISORS, LLC19616Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC166824601/05/2017D/AIndefinite$10,682,000

94 Results

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