Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 71-80 out of 94 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Vettura Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1722453	11/14/2017	D	Indefinite	$13,760,000
WELLS FARGO ADVISORS, LLC	19616	BELVEDERE CAPITAL FUND CO LLC	1035602	03/03/2015	D/A	Indefinite	$13,750,170
WELLS FARGO ADVISORS, LLC	19616	KKR Special Situations II ASP Fund, a series of Alternative Strategies Platform, LLC	1647746	07/16/2015	D	Indefinite	$13,370,000
WELLS FARGO ADVISORS, LLC	19616	Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC	1606450	05/13/2015	D/A	Indefinite	$13,361,150
WELLS FARGO ADVISORS, LLC	19616	K2 LONG SHORT ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1356021	08/07/2009	D/A	Indefinite	$12,923,500
WELLS FARGO ADVISORS, LLC	19616	ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355382	07/06/2011	D/A	Indefinite	$12,859,019
WELLS FARGO ADVISORS, LLC	19616	ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355382	07/06/2012	D/A	Indefinite	$12,843,524
WELLS FARGO ADVISORS, LLC	19616	York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC	1569555	02/20/2014	D/A	Indefinite	$12,838,575
WELLS FARGO ADVISORS, LLC	19616	James River Navigator Futures Fund LLC	1340134	03/16/2009	D/A	Indefinite	$12,808,624
WELLS FARGO ADVISORS, LLC	19616	Shannon River Doonbeg ASP Fund, a series of Alternative Strategies Platform, LLC	1606453	05/12/2015	D/A	Indefinite	$12,727,000