Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 61-70 out of 94 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	K2 OVERSEAS LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1356022	04/08/2010	D/A	Indefinite	$15,653,500
WELLS FARGO ADVISORS, LLC	19616	CLEARFORK CAPITAL FUND LLC	1393065	03/06/2012	D/A	Indefinite	$15,600,250
WELLS FARGO ADVISORS, LLC	19616	Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC	1692551	12/15/2017	D/A	Indefinite	$15,515,000
WELLS FARGO ADVISORS, LLC	19616	K2 OVERSEAS LONG SHORT ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1356022	08/07/2009	D/A	Indefinite	$15,305,500
WELLS FARGO ADVISORS, LLC	19616	Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLC	1621046	03/26/2018	D/A	Indefinite	$15,013,000
WELLS FARGO ADVISORS, LLC	19616	MESIROW ALTERNATIVE STRATEGIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355380	08/10/2009	D/A	Indefinite	$14,823,200
WELLS FARGO ADVISORS, LLC	19616	JAMES RIVER DIVERSIFIED FUND L P	1216020	03/16/2009	D/A	Indefinite	$14,500,233
WELLS FARGO ADVISORS, LLC	19616	K2 LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1356021	04/08/2010	D/A	Indefinite	$14,157,000
WELLS FARGO ADVISORS, LLC	19616	Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1521634	05/27/2014	D/A	Indefinite	$14,089,552
WELLS FARGO ADVISORS, LLC	19616	Rose Grove Henley Cayman Fund Ltd.	1808831	04/14/2023	D/A	Indefinite	$13,834,870