Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 51-60 out of 94 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC	1692551	12/11/2020	D/A	Indefinite	$16,645,000
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLC	1633004	01/27/2017	D/A	Indefinite	$16,420,500
WELLS FARGO ADVISORS, LLC	19616	GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1569570	02/20/2014	D/A	Indefinite	$16,394,192
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Vettura Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1722453	11/06/2018	D/A	Indefinite	$16,260,000
WELLS FARGO ADVISORS, LLC	19616	STRATEGIC VALUE RESTRUCTURING ASP FUND, A SERIES OF ASP, LLC	1725439	12/11/2019	D/A	Indefinite	$16,212,000
WELLS FARGO ADVISORS, LLC	19616	Endowment ASP Fund, a series of Alternative Strategies Platform, LLC	1479049	12/18/2012	D/A	Indefinite	$16,203,333
WELLS FARGO ADVISORS, LLC	19616	Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC	1569732	02/20/2014	D/A	Indefinite	$16,036,530
WELLS FARGO ADVISORS, LLC	19616	ASGI MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355383	07/06/2012	D/A	Indefinite	$15,824,169
WELLS FARGO ADVISORS, LLC	19616	K2 LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1356021	04/13/2011	D/A	Indefinite	$15,798,155
WELLS FARGO ADVISORS, LLC	19616	Matlin Patterson Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC	1662562	01/05/2017	D/A	Indefinite	$15,676,000