Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 41-50 out of 94 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Lion Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1691622	05/31/2017	D/A	Indefinite	$18,020,000
WELLS FARGO ADVISORS, LLC	19616	CHESAPEAKE PLUS FUND LP	927011	03/11/2011	D/A	Indefinite	$18,011,153
WELLS FARGO ADVISORS, LLC	19616	CHESAPEAKE PLUS FUND LP	927011	03/12/2010	D/A	Indefinite	$18,001,153
WELLS FARGO ADVISORS, LLC	19616	Shannon River Doonbeg ASP Fund, a series of Alternative Strategies Platform, LLC	1606453	08/01/2016	D/A	Indefinite	$17,970,000
WELLS FARGO ADVISORS, LLC	19616	STRATEGIC VALUE RESTRUCTURING ASP FUND, A SERIES OF ASP, LLC	1725439	12/11/2020	D/A	Indefinite	$17,612,000
WELLS FARGO ADVISORS, LLC	19616	DPIP Via Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1722453	11/06/2019	D/A	Indefinite	$17,497,250
WELLS FARGO ADVISORS, LLC	19616	Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLC	1599265	02/11/2015	D/A	Indefinite	$17,464,700
WELLS FARGO ADVISORS, LLC	19616	MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355381	04/09/2010	D/A	Indefinite	$16,839,291
WELLS FARGO ADVISORS, LLC	19616	Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC	1692551	12/07/2018	D/A	Indefinite	$16,645,000
WELLS FARGO ADVISORS, LLC	19616	Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC	1692551	12/11/2019	D/A	Indefinite	$16,645,000