Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 31-40 out of 94 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC	1595669	01/06/2015	D/A	Indefinite	$19,350,000
WELLS FARGO ADVISORS, LLC	19616	Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1713963	08/13/2018	D/A	Indefinite	$19,135,000
WELLS FARGO ADVISORS, LLC	19616	DPIP Via Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1722453	11/06/2020	D/A	Indefinite	$18,820,686
WELLS FARGO ADVISORS, LLC	19616	Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1569808	02/20/2014	D/A	Indefinite	$18,597,837
WELLS FARGO ADVISORS, LLC	19616	MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355380	04/09/2010	D/A	Indefinite	$18,572,200
WELLS FARGO ADVISORS, LLC	19616	MESIROW INSTITUTIONAL MULTI-STRATEGY ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355381	08/10/2009	D/A	Indefinite	$18,485,786
WELLS FARGO ADVISORS, LLC	19616	Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC	1633003	02/24/2016	D/A	Indefinite	$18,409,333
WELLS FARGO ADVISORS, LLC	19616	Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLC	1595285	11/17/2016	D/A	Indefinite	$18,235,220
WELLS FARGO ADVISORS, LLC	19616	Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC	1400997	04/11/2013	D/A	Indefinite	$18,155,398
WELLS FARGO ADVISORS, LLC	19616	K2 OVERSEAS LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1356022	04/15/2011	D/A	Indefinite	$18,076,970