Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 11-20 out of 94 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	RAMIUS TAPESTRY VINTAGE OVERSEAS ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC	1355390	08/10/2009	D/A	Indefinite	$23,414,800
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Engine Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1730845	02/14/2018	D	Indefinite	$23,350,000
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Engine Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1730845	02/14/2019	D/A	Indefinite	$23,350,000
WELLS FARGO ADVISORS, LLC	19616	AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC	1569539	02/11/2015	D/A	Indefinite	$23,162,000
WELLS FARGO ADVISORS, LLC	19616	AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC	1569539	04/25/2017	D/A	Indefinite	$23,162,000
WELLS FARGO ADVISORS, LLC	19616	Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLC	1599265	01/27/2017	D/A	Indefinite	$23,096,700
WELLS FARGO ADVISORS, LLC	19616	Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC	1668246	01/02/2020	D/A	Indefinite	$22,897,000
WELLS FARGO ADVISORS, LLC	19616	Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1606463	05/13/2015	D/A	Indefinite	$22,860,875
WELLS FARGO ADVISORS, LLC	19616	FS NYDIG Bitcoin Fund I, LP	1861688	08/12/2022	D/A	Indefinite	$22,836,000
WELLS FARGO ADVISORS, LLC	19616	Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC	1668246	01/04/2019	D/A	Indefinite	$22,797,000