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Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 91-94 out of 94 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO ADVISORS, LLC19616Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC152163405/25/2012D/AIndefinite$10,382,471
WELLS FARGO ADVISORS, LLC19616York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC159527311/05/2018D/AIndefinite$10,196,000
WELLS FARGO ADVISORS, LLC19616York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC159527311/06/2017D/AIndefinite$10,141,000
WELLS FARGO ADVISORS, LLC19616ASGI Managed Futures Legends Fund, LLC152294406/10/2013D/AIndefinite$10,124,326

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