Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 71-80 out of 120 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC	1692551	12/16/2016	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Carlyle Realty Partners VIII ASP Fund, a series of the Alternative Strategies Private Equity Platform LLC	1695557	01/24/2017	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC	1697317	05/02/2017	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	OrbiMed Asia Partners III ASP Fund, a series of the Alternatives Strategies Private Equity Platform LLC	1702844	04/10/2017	D/A	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	OrbiMed Asia Partners III ASP Fund, a series of the Alternatives Strategies Private Equity Platform LLC	1702844	04/04/2017	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	BREP Asia II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1705412	05/02/2017	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Greenleaf Series, a series of Alternative Strategies Direct Private Investment Program, LLC	1707497	06/14/2017	D/A	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	DPIP Project Greenleaf Series, a series of Alternative Strategies Direct Private Placement Program, LLC	1707497	05/30/2017	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC	1713963	08/11/2017	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	GSO Capital Solutions III ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1713966	08/11/2017	D	Indefinite	$0