Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

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Displaying 31-40 out of 120 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC	1569808	02/20/2013	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	KKR Special Situations ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1579993	06/24/2013	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1592397	11/21/2013	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC	1595273	12/26/2013	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLC	1595285	12/26/2013	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Multi-Strategy Legends II ASP Fund, a series of Alternative Strategies Platform, LLC	1595287	12/26/2013	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Halcyon Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC	1595288	12/26/2013	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	OakTree Real Estate Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC	1595622	01/02/2014	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Discovery Global Macro ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1595669	01/06/2014	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC	1595669	02/05/2014	D/A	Indefinite	$0